• Institutions that are offering securities services without the required licence.
• Alexander Rothko & Associates Ltd
• Ashton Trading Corporation
• Axxess Swiss Trading/Axxess Swiss Corp/IFGX Mergers and Acquisitions Group
• Barlow & Ramsey
• Blundell Oliver Ltd. *
• Bordeaux Advisory B.V. *
• Bryce and Sons Ltd
• Capital Plus Group
• Castlepeak and Sons, Ltd.
• Cathay Asset Management
• Crown Capital Partners Limited
• Delta IMT
• Denton Mergers and Acquisitions *
• Diversified Capital Management Ltd. *
• Global Mergers and Acquisitions Inc. *
• GM Services LLC
• Imperial Trust LLC
• Jameson West Associates
• KB Panamá *
• Kirkland Group Associates
• Legend Merchant Group, Inc.
• Lohman Brokers
• Macc Group / Maccfx / Macc Forex
• Maynard Maclain Trading Company Ltd. / Maynard Maclain Ltd. / Maynard Maclain Fx, Inc.
• Merkater International Business Company *
• New World Financial Europe SL
• Nishimurama Mergers and Acquisitions
• Norbert Associates
• Prestige Mergers & Acquisitions Corp.
• Reynold Brown and Associates
• Select Capital Management Corporation
• Silverstone Management S.L.
• Stockton s.r.o.
• TGF Management Services Ltd
• The Stockton Group
• Trenton Hassel Investment Ltd.
• Venta Capital (Private Management) Group Ltd.
• Warner Beck Incorporated

• For more information, please visit our Dutch version of this website.
• Abbey House Acquisitions
• Administraciones Temple Bar, S.L.
• Advantage IEC
• Aims World Asset & Investment Management Services
• Alberich Gerhard Securities Worldwide (A G Securities)
• Alexander Rothko and Associates Ltd.
• Allied Champ Investments
• Alpinai Investments
• Alv Group
• Anderson McCormack Group, S.L.
• Anglo Swiss Consulting
• Apex Management Limited *
• APTFund
• Arcfin Group
• Argus International Limited
• Artemis Financial *
• Arthur Forbes Consulting
• Ashton Trading
• Aspen Payne Consulting
• Asprey Group LLP
• Aston Rowe Consulting Inc.
• Atlantic Capital Management
• Atlas Invest
• Aurea Negocios, S.L.
• Avatar s.p.a.
• Axis Open Source Corporation
• Bailey and Bennett Mergers and Acquisitions
• Banque Internationale Commerciale (B.I.C.)
• Barlow & Ramsey
• Beacon Capital Management
• Bell International Asset Management
• Bengoshi & Partners
• Benson & Raymond Acquisitions
• Bentley International Management Ltd.
• Berater Auto s.r.l.
• Berkley Wyatt Asset Limited, S.L.
• Bernard Simpson Consultants
• Bidvsask Investment Limited
• Bishop & Parkes Advisory
• Blossom Hill Investments
• BR Consultance Alfaz, S.L.
• Brentwood Hall
• Brentwood Trust Company
• Broker's Society Sociedad de Gestion y Tramitacion Financiero Aseguradora, S.L.
• Brookfield Partners, S.L.
• Brown & Lampe U.S. Portfolio Management Ltd
• Brown Friedmann & Co. Ltd
• Brubacher & Associates
• Bruno Beuriot Gestion
• Bruxelles Bank Finance & Security Service
• Bryce and Sons Ltd
• Cadogan United Securities
• Cameron McDonald & Co *
• Carlton Global Management
• Carrington Rothschild Capital
• Carver Brooks & Associates Ltd.
• Castlepeak and Sons Ltd
• CEEM Central & Eastern European markets asset Management AG.
• CertiGroup
• Chabert Asset Management
• Chadwick Seymour & Associates
• Chapman Butler LLC
• Charinton Group GmbH
• Charles Fleming Co Ltd
• Charlton Hayfield and Company *
• Charterhouse International Inc / Kensington Price Consulting
• Cheoy Lee Asset Management Asia
• China Cosmos Investments Limited
• Cisa Management, S.L.
• Citicap Equity Consultants S.L.
• Coates Zante & Partners S.L.
• Cohen & Partners
• Coleman Kleinfield & Associates
• Concordant Group Ltd.
• Cooper & Price
• Cornhill Management, S.L.
• Crown Point Mergers & Acquisitions Limited *
• CTA Bank
• Daily Report S.A.
• Delta IMT
• Dempster, Hampton & Duke
• Deribolsa S.L.
• Direct Settlements Pte Ltd.
• Diversified Capital Management Ltd
• Donavan & Yung Partners
• Dragon Securities
• Dragon Securities *
• DSB Singapore Pte.
• DTZ Investment Group & Financial Securities
• Dublin Castle Investments Inc.
• Dunleavy Management Ltd
• e.gotrade
• Eagle Fininvest and Alys Consulting Corp.
• Eagle Star International Group
• Eaton Capital Americas
• Edenville Consultancy Limited
• Edzell Ventures
• Emerging Equity Group
• Emerson Capital Ltd
• Esicamo S.A.
• Esquela Investments Ltd
• European Private Equity Group
• F.I.P. Finanzmarketing GmbH & Co. KG.
• Factor Ten Financial
• Fairchild Pierce
• F-Easy Investments Co
• Finance Continental Corporation
• FinAXA Settlements Inc
• First China Corporate Management Group
• First Dominion Capital Corp
• First Equis Ltd.
• First Prime International *
• First Swiss Financial Management AG
• Fitzwilliam Group Limited
• Flemming Advisory
• Forbes First Financial Corporation *
• Fordham Financial Management
• Forex & Futures International Limited
• Friedman Holland & Associates
• Galileo Asset Management SA
• Gallien, Jean-Pierre
• Gatemoor Securities Inc
• Gateway Corporate Services Limited
• General Traders
• GIG Holdings Ltd.
• Global Administrative Providers Inc
• Global Commodities Inc.
• Global Futures Exchange & Trading Co. Inc.
• Global Market Group Limited
• Global Market Group LLC
• Global Medical Financing
• Global Options Group
• Global Pension Plan *
• Global Recovery Alliance, Ltd
• Globe Invest AG
• Globus Trust Limited
• Godfrey Brooks Investment Advisory
• Gold Coast Investments
• Goldfield Consultants
• Goldman Asset Management
• Goldman Taylor Associates
• Goldmill Wagner & Associates
• Gordon Stanford Acquisitions
• Grandby Trading Investment Corporation
• Great Basin Scientific, Ltd.
• Great Eastern Securities Inc.
• Green Cap Financial LLC
• Greenfield Consulting Ltd
• Grundbuchzertifikat Ltd.
• Gulf Finance Group
• H.B. Management
• H.S.F. IBZ, S.L.
• Hamilton Marketing
• Hamilton Pierce
• Hamilton, Gardiner & Associates
• Hanson Group International
• Harcourt Wells & Associates *
• Harmon Bauer International. Inc.
• Harper & Davis Associates
• Harrington Holdings Inc.
• Hartford Management Group
• Hartman-Benetti & Associates
• HB Capital Partners
• HC Consultants SL
• HCG International
• Heritage Financial Inc.
• Heritage Mergers & Acquisitions Ltd.
• Hibber Bothwell Capital Partners
• Hing & Foster Partners
• Hirshall Group
• Hojgaard Pierson
• Hollinger Newcastle Limited
• Hong Kong and Shanghai Securities Ltd.
• Hong Kong International Trading Corporation
• Howell And Johnson Associates *
• Hunter William Associates
• Huntington Asset Management Group
• Hydrogain Technologies Inc
• Imperial Quest Ventures Ltd
• Imperial Trust LLC
• Indices International Group (IIG)
• Innova Equity
• Insta Trade Inc.
• Integra Advisory Group
• Intercapital Management Fund Limited
• Intercontinental Bank
• International Compliance Commission
• International Equity Advisors Inc.
• International Exchange Regulatory Commission
• International Options Trading Ltd
• International Regulatory Commission
• International Securities Tax Commission
• Internationale Zurich Gruppe
• Investment Network Incorporated *
• Inveteratus Asset Management
• Irving Horowitz Mergers and Acquisitions
• J.P. Stuart an Associates
• J.S. Knight & Co. Ltd.
• Jameson West Associates
• Jardine Windsor Asset Management
• Jefferson Holt Consulting
• JFS Credit Union Ekonomisk förening
• Jupiter Advisory
• Kaikatsu Group
• Kavanaugh
• KBC International Bank SA
• Kennedy & Lang Limited
• Kent Financial Advisors Inc.
• KingsleyStone
• Kirkland Group Associates
• KLM Law Associates
• Knightsbridge Wealth Management AG
• Knowl, Brew and Zimmer
• Lakewood Securities, Inc.
• Landmark Trade Services Limited
• Langley Advisory Services AG
• Lee & Ching Associates
• Legacy Holdings International Ltd.
• Legend Merchant Group Inc.
• Lenox International LLP
• Liberty Asset Management
• Liberty One Advisers LLC
• Link Mergers & Acquisitions
• Lloyd Brown Investments, Inc.
• Lloyd Stanley
• Lombard Smith & Co
• Lowe & Lane Asset Management
• Madison & Silver Asset Management Inc.
• Magna Capital Research
• Magnusson Edward
• Marshall Eastman Advisory
• Marshall Lambert Group
• Marshall Stanwick
• Masahiro International *
• Masters & Bettman
• Maxwell & Goldstein
• McKenzie Rosenthal & Associates
• Meissner Goodison Lee & Associates
• Mercantile Sterling Management
• Merchant Lerner & Associates
• Mercury Global Ltd
• Millenia Strategies
• Millenium Business Services S.L.
• Miller & Ross *
• Milton Dewar Asset Management
• Mission Finance Ltd.
• Molgar Brokers S.L.
• Montague Stearn Advisory
• Montgomery Tate & Associates
• Morgan & Bonds
• Morgan Financial Advisors *
• Morgan Franklin International
• Morgan Hurst
• Morgan Lansky Inc.
• Morgan Lynch
• Morgan Philips Advisory
• Morley Thompson *
• Morley Thompson Inc.
• Morrison Douglas
• Morton Management S.L.
• MPT Marketing Service / Mountain Peak Trading Limited *
• Murdoch Finch Associates
• Murrayfield Investment Management S.L.
• Nakamura Capital Group
• Nation Capital Group
• Nationwide Merger & Acquisitions
• New World Financial
• New World Financial Europe S.L.
• Newman Bell Mergers & Acquisitions
• Nexus Futures
• Noble Investments and Securities SL
• Nova Corporate Services
• Novantae Capital Holdings
• Oakmont Financial Mergers
• Oakmont International LLC
• Offshore Commodity Futures Dealers Association (OCFDA)
• Olsen Acquisitions *
• Olympia Corporate Services
• Olympia King Wealth Group
• Omega Equities
• Omega Financial Service
• Opes Ingenium Group
• OPM Resources
• Oxbridge International Limited
• Pan-Index Limited
• Pearlstar Corporation, (PSTR)
• Pegasus Ventures
• Perpetual Suisse
• Phoenix Alliance International (PAI)
• Pinnacle Global Corporation
• Platinum Index
• Polson and Strong
• Portman Manaheim Group
• Portman West Financial Services Inc.
• Premier Asset Management
• Premier Asset Management LLC
• Prescott Fitzgerald
• Prestige Mergers and Acquisitions Corp
• Preston Wainwright Asset Management
• Price-Stone Group, S.L.
• Priority Venture Management *
• Private Fiduciary Trust GmbH
• Radisson Venture Capital
• Redwood Capital Consultants Ltd.
• Remington York Ltd.
• Reynold Brown Associates
• Richmond Royce Advisory Services S.L.
• Ridgewell Capital Markets
• Riverside MG
• Riverton Financial Group
• Robert Ménard
• Rockwell & Bond SA
• Safecoe Holdings International Ltd.
• SBI International Law Associates Mergers & Acquisitions
• Schwartz Woodman
• Scorpion Performance Inc. *
• Select Capital Management Corporation
• Sentinel Trading Investment Corporation
• Siegar Private Limited
• Signature Consulting. Ltd.
• Silverstone Management S.L.
• Silverthorne and Chambers Inc.
• Simon Eastwood Asset Management
• Sino Options Trading Limited
• Sirius Holdings / Sirius Financial
• Solaris Global Partners *
• Southern Cross Mergers and Acquisitions
• St. George Europe S.L.
• Standard Provident International S.L.
• Standard Wealth Management Corp.
• Standford Long
• Stein Fitzgerald Associates / Stein Fitzgerald Group
• Steinman Brooks & Associates
• Stephenson Moore Consulting
• Stockton
• Stonewell Finance
• Strategic Capital Partners Portfolio Management AG
• Strategic Corporate Services
• Stratford Advisory Services
• Strike Servicios Y Asesoramiento S.L.
• Summit Empire Group Limited *
• Sun International Mergers & Acquisitions
• Swift Asset Management Ltd.
• Swiss Invest Ltd.
• Tanaka Securities Inc.
• TAO Investment Management Company *
• Tavistock Capital Markets (TCM)
• Taylor King & Associates
• TGF Management Services Inc.
• Thatcher & Thatcher Ltd
• The Malta International Art Fund Ltd.
• The Prestige Perspective
• The Ritland Group Pte, Ltd.
• The Roth Group
• The Sherwood Corporation *
• The Tidal Group
• The Toros Group
• The Xenon Group
• Thomson Hill Group
• Titan VC Zurich / TVC Zurich
• Tomas Linz Transfer Agency
• Tradelinx Investments Ltd / Tradelinx Securities Group
• Transatlantic Group Mergers and Acquisitions *
• Transglobal Financial Ltd.
• Trenton Hassel Investment Limited
• Tri Guard Holdings Limited
• Trinity Management
• Trinity Ventures
• Trust Group International / Trust Real Estate Investment Group LLC
• Unicorn Ventures *
• Unified Investment Group Inc.
• Unispar Universal Sparkasse Ekonomisk förening
• Universal Credit Union of Sweden
• Universal Mercantile Building Society EF (UMBS)
• Universal Networks Inc.
• Universal Savings & Loan Bank
• US Capital FX
• UTB Finance & Security Services
• Vandenberg Asset Management
• VIP Bronze S.L.
• Voyager Investment Management
• Walden & Associates
• Wall Street Direct
• Warner Beck Inc., Ltd.
• Warren Group
• Wellington Mergers & Acquisitions
• Wellington Philips Asset Management Group *
• Wellington-Duke & Associates
• Whitman Lloyds & Associates Mergers & Acquisitions
• Whitman Pearce & Partners
• Wiess and Associates Ltd *
• Wiranda Development
• Woods and Sheldon
• Woodson Ross & Associates
• World Management International
• World Trade Financial Group
• Yamaichi Investments Ltd
• Youngson International Holdings Limited
• Zen Investment
• Zeus Enterprises