I. The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative and cease-and-desist proceedings be, and hereby are,instituted pursuant to Section 8A of the Securities Act of 1933 (“Securities Act”), Sections 15(b) and 21C of the Securities Exchange Act of 1934 (“Exchange Act”), Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 (“Advisers Act”), and Section 9(b) of the Investment Company Act of 1940 (“Investment Company Act”) against Anthony Fields, CPAd/b/a Anthony Fields & Associates and d/b/a Platinum Securities Brokers (“Fields” or “Respondent”).

II. After an investigation, the Division of Enforcement alleges that:

SUMMARY

1. This matter involves numerous violations of the federal securities laws by Anthony Fields, CPA d/b/a Anthony Fields & Associates and d/b/a Platinum Securities

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