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  1. Rhodes Econometrics, Inc - Fraudulent Schemes Halted By SEC
  2. Civil Injunctive Action Against PBSJ Corp. employees DeLoach, Garcia and Licata
  3. Accounting Fraud - SEC v. Steven V. Cotton, Former CFO of Lantronix, Irvine, Calif
  4. The Children's Internet, Inc. Owners Defrauded Investors
  5. William M. Osterhout and Prosperity Network, Inc. d/b/a Prosperity Automated System
  6. Fraudulent E-Mail Claims to Be From the FDIC
  7. Gorham Savings Bank, Gorham, Maine - Counterfeit Official Checks
  8. Gene T. Mancinelli Charged with Late Trading and Deceptive Marketing Timing
  9. Joseph Y. Zumwalt Sentenced to 60 Months
  10. Former Discovery Capital, Inc. Principal John P. Abresch Sentenced
  11. Martha Stewart and Peter Bacanovic
  12. Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC
  13. Robert J. Bradbury, Dolphin & Bradbury, Incorporated and Margaret B. Bradbury as Relief Defendant
  14. American-Amicable Life Insurance Company of Texas; Pioneer American Insurance Company; and Pioneer Security Life Insurance Company
  15. Upshaw and Associates, L.L.C. et al.
  16. Dennis S. Herula et al.
  17. ETS Payphones, Inc., and Charles E. Edwards, Defendant
  18. Blast Energy Services, Inc. f/k/a Verdisys, Inc., Daniel W. Williams and Andrew G. Wilson
  19. David A. Zwick, et al. Liable for Securities Fraud Violations
  20. Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis
  21. Anuradha D. Saad, et al.
  22. Leslie Mersky, et al.
  23. Peter D. Kirschner and Media Magic, Inc.
  24. Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin
  25. Armand Dauplaise and Bernard Shinder
  26. Mark R. Conway hedge Fund Manager of Massachusetts Charged
  27. Dawn M. Schlegel and Sandra Hatfield
  28. Jeffery Steven Stone, et al.
  29. Eric Walsh, John Abresch et al.
  30. David M. Pillor
  31. U.S. Wind Farming, Inc., William L. Telander, et al.
  32. Paul W. Mikus and John V. Cracchiolo
  33. Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.;
  34. Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global
  35. David Sarna, et ano.
  36. Chance M. Vought and John M. Lucarelli
  37. James R. Powell, Ralph Mitchell, Mark J. Corjay, E. Suzanne Garrett, and Michael D. Scannell
  38. Paul Johnson of Robertson Stephens, A Registered Broker-Dealer
  39. Roderic Lee Boling III, et al.
  40. David N. Anderson and Nancy C. Dipietro
  41. Pittsford Capital Income Partners, L.L.C., et al.
  42. Sherwin P. Brown, Jamerica Financial, LLC and Brawta Ventures, LLC
  43. Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC
  44. Richard W. Deboe Former Employee of Deutsche Banc (Alex Brown)
  45. Deep Rock Oil Company and David W. Taylor, Defendants
  46. Rollin M. **** and James S. Adams
  47. HydroFlo, Inc. and Dennis Mast
  48. John Samson, John G.A. Munro, Ian N. Campbell, and John H. Whelan
  49. Focus Financial Associates, Inc.
  50. Efoora, Inc. Partners Holding, LLC, David S. Grosky and Melvin S. Dokich
  51. Time Warner Inc.
  52. Renaissance Asset Fund, Inc., Ronald J. Nadel, and Joseph M. Malone
  53. Steven Misner
  54. One or More Unknown Purchasers of Call Options for the Common Stock of Petco Animal Supplies, Inc.
  55. Mark P. Abide, Scott D. Sullivan, Buford Yates, Jr., Betty Vinson and Troy M. Normand, and David F. Myers
  56. Sonja Anticevic et al.
  57. Michael L. Hershey, Robert D. Lear, Landis Associates, LLC, and Tremont Medical, Inc.
  58. Mark R. Conway and Groundswell Partners LLC
  59. Endocare, Inc., Kevin M. Quilty, and Jerry W. Anderson
  60. Patrick Ballinger et al.
  61. C+ Capital Management, LLC & Won Charlie Yi
  62. Gregory L. Reyes, et al.
  63. John J. Kahl Jr.
  64. William T. Owens and Weston L. Smith
  65. Nicholas A. Czuczko www.thestockster.com Charged With FRAUD
  66. Pinnacle Development Partners LLC and Gene A. O'Neal
  67. The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
  68. William M. Osterhout and Prosperity Network, Inc. d/b/a Prosperity Automated System
  69. James N. Stanard, Martin J. Merritt And Michael W. Cash
  70. US Global Nanospace, Inc., John D. Robinson and Julie E. Seaman
  71. Graham J. Lefford
  72. Conrad P. Seghers and James R. ****ey
  73. Dennis Watts, Individually and D/B/A Senior Benefit Plans and James Nathan Grimes
  74. Anthony F. Giordano and Joseph Y. Zumwalt
  75. Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young
  76. Diane Kayser
  77. Irving Paul David
  78. Steven V. Cotton
  79. Graycort Financial, LLC
  80. U.S. Gas & Electric, Inc., et al.
  81. James Lamar McMichael and Nancy A. McMichael
  82. Steven B. Markovitz
  83. Salvatore Favata (aka Sam Favata)
  84. First United Financial Group, LLC. Agreed to SEC Ordered
  85. Eric Walsh, John Abresch et al.
  86. Joseph Y. Zumwalt
  87. Gene T. Mancinelli
  88. Martin J. Druffner, et. al.
  89. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc.
  90. Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC
  91. William S. DeLoach, Maria M. Garcia and Rosario F. Licata
  92. Walid H. Maghrib
  93. Fernando J. Espuelas et al.
  94. One Wall Street, Inc.
  95. Steven J. Ott and Roger Michael Young
  96. PetroSite Assets, Inc., Masset, Inc., Ivan Dearaujo and Wesley A. Harbison Jr.
  97. SEC Settled withRobert B. Kessler et al in AntiFraud Case
  98. Roanoke Technology Corp. aka Judgment of permanent injunction, other relief entered
  99. Stewart P. "Tom" Mitchell consented To Proposed Final Judgment That Would Ejoined Him
  100. Knox H. Fuqua and KHF Advisors LLC
  101. Terry Richard Martin, et al.
  102. Frederick J. O'Meally, et al.
  103. Vincent P. Iann***o and Milton E. Stanson
  104. Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al.
  105. Lohmus Haavel & Viisemann, et al.
  106. One Wall Street, Inc., et al.
  107. Platforms Wireless International Corp., et al.
  108. Biopure Corporation, et al.
  109. Seaforth Meridian, Ltd., et al.
  110. Doral Financial Corporation
  111. Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.;
  112. Billy David Deaton
  113. TV Azteca, S.A. de C.V., et al.
  114. Paul R. Johnson, et al.
  115. Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti
  116. AA Capital Partners, Inc. and John A. Orecchio
  117. Indigenous Global Development Corporation, et al.
  118. Frank Furino
  119. Dennis A. Martin
  120. Jim Bob Brown
  121. Paul E. Johnson Robertson Stephens, a registered broker-dealer - Sanction 5 yrs
  122. Joseph A. Rougraff, CPA
  123. Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
  124. Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
  125. Banc One Investment Advisors Corporation and Mark A. Beeson
  126. Peter D. Kirschner
  127. Won Charlie Yi
  128. John Flanagan of Donald & Co. Securities, Inc. Sanction
  129. Leslie Mersky
  130. Warren Lammert, Lars Soderberg, and Lance Newcomb
  131. Lawrence A. Stoler, CPA
  132. Jeffrey G. Nunez
  133. Eric A. McAfee
  134. Michael L. Hershey
  135. Robert P. Hetzer
  136. Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet
  137. Richard J. Lajoie, Jr.
  138. Won Charlie Yi
  139. Connie S. Farris
  140. Andover Apparel Group, Inc., f/k/a Andover Togs, Inc., Applied Computer Technology, Inc., n/k/a Amigula, Inc., Country World Casinos, Inc., EWRX Internet Systems, Inc., n/k/a iMusic International, Inc. , Mobilemedia Corp. and Photran Corp.
  141. Prudential Equity Group, LLC, formerly known as Prudential Securities Inc.
  142. Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Surebeam Corp., and Syncronys Softcorp
  143. John M. Lucarelli
  144. Brandon T. Bush
  145. Dennis R. Staal
  146. Emanuele A. Scarso
  147. Mark J. Corjay
  148. Franklin Advisers, Inc. and Franklin/Templeton Distributors, Inc.
  149. Jordan I. Shamah
  150. Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., and Sienna Broadcasting Corp.
  151. Triton Network Systems, Inc.
  152. Axum, Incorporated of Colorado Permanently Suspended by SEC
  153. Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennanim, and John Van Fleet
  154. Robert E. Shannon
  155. Marvin Winick
  156. Hector J. Garcia
  157. Donald Frank Mintmire, Esq. ORDER OF SUSPENSION
  158. Entertech Media Group, Inc., Entertainment Boulevard, Inc., Dawcin International Corp., Easton, Inc., and Trans Continental Entertainment Group, Inc.
  159. Anthony C. Snell and Charles E. LeCroy
  160. Warwick Capital Management, Inc. and Carl Lawrence
  161. Todd J. Cohen Consented to SEC Ruling on Poor Supervision of Staffs
  162. Bear Wagner Specialists LLC et al.
  163. Craig M. Waggy
  164. Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
  165. Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc.
  166. Irving J. Stitsky
  167. Jordan I. Shamah
  168. Terry F. Allen
  169. IFMG Securities, Inc.
  170. Andover Apparel Group, Inc., Applied Computer Technology, Inc., Country World Casinos, Inc., Digital Transmission Systems, Inc., EWRX Internet Systems, Inc. (n/k/a iMusic International, Inc.), Go Online Networks Corp., Integrated Communication Netwo
  171. MCSi, Inc.
  172. James S. Adams, CPA
  173. Rollin M. ****, CPA
  174. Robert Kozak and John Flanagan
  175. Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc.
  176. Weston L. Smith, CPA Former CFO of HealthSouth Corp. Settled
  177. Gerard McCallion
  178. Waddell & Reed, Inc., Waddell & Reed Investment Management Company, and Waddell & Reed Services Company
  179. Justin Huscher
  180. CyberCare, Inc.
  181. Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
  182. Senior Resources Asset Fund, LLC and Kenneth E. Baum
  183. Herzog, Heine, Geduld, LLC
  184. Indigenous Global Development Corp Failed To Filed -SEC
  185. Mark P. Abide, CPA
  186. China Energy Savings Technology, Inc.
  187. World Information Technology, Inc.
  188. John F. Helbock and John P. Figliolini, Jr.
  189. BISYS Fund Services, Inc.
  190. James A. DeMatteo
  191. Darin W. Roberts
  192. U.S. Gas & Electric, Inc.
  193. Brendan E. Murray
  194. Richard P. Poirier, Jr.of Lazard Freres & Co. LLC Settled With SEC
  195. Geographics, Inc., Pembroke Capital, Inc., and Window Rock Capital Corp.
  196. Conrad P. Seghers
  197. Statoil, ASA
  198. Steven B. Markovitz
  199. William Scott DeLoach (CPA)
  200. Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, and Rita A. White
  201. Scott G. Monson
  202. Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
  203. Global Express Securities, Inc
  204. Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
  205. Strong Capital Management, Inc.
  206. Robert K. Malkin and Cantella & Company, Inc.
  207. Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., Jon Patrick Pierce and Gary L. Winn
  208. Robert P. Hetzer of Fiserv Securities, Inc. Settled
  209. John F. Helbock and John P. Figliolini, Jr.
  210. Diane Kayser (CPA) of Excelligence Learning Corp Settled
  211. Maurice Servetnick
  212. Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A, Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc.
  213. New Yorker Marketing Corp., Pretory USA, Inc. and U.S. Digital Communications, Inc.
  214. Banc One Investment Advisors Corporation and Mark A. Beeson
  215. Dunham & Associates Holdings, Inc., Dunham & Associates Investment Counsel, Inc., Dunham Trust Company, Jeffrey A. Dunham, Dunham & Associates Securities, Inc., and Asset Managers, Inc.
  216. China Continental, Inc. and Xcelera, Inc., and Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc.
  217. Vestin Mortgage, Inc., Vestin Capital, Inc. and Michael V. Shustek
  218. Salvatore Puccio - Preferred Securities Group, Inc. Settled
  219. TV Azteca, S.A. de C.V. (Offer of Settlement Accepted)
  220. Raymond James Financial Services Inc., Liable For The Fraudulent Conduct
  221. Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Global Chase Industries, Inc., and National Healthcare Manufacturing Corp.
  222. Dreyfus Corporation Agrees To Settled Regarding Opportunity Funds
  223. Gartmore Mutual Fund Capital Trust Agreed To Settled With SEC
  224. Putnam Investment Management, LLC Settled SEC Charges
  225. Numeric Investors LLC
  226. Kensington Investment Group, Inc.
  227. Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
  228. AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
  229. Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc.
  230. Kenneth R. Martin Ibis Securities LLC -Settlement of Offer Accept
  231. Robert Vitale Parkland, Florida - Preferred Securities Group, Inc. Settled
  232. Delaware Service Company, Inc. Settled with SEC
  233. Grupo Iusacell, S.A. de C.V. of Mexico City, Mexico Suspensed
  234. Cease-and-Desis Against James Casselberry, Jr. Trias Capital Management, Inc. (Trais)
  235. Lantronix, Inc. Settled Frmer Chief Financial officer/Chief Operating Officer MisDeal
  236. Deutsche Investment Management Americas, Inc., Deutsche Asset Management, Inc., and Scudder Distributors Inc.
  237. James Nathan Grimes of Senior Benefit Plans (Offer of Settlement)
  238. Dennis B. Watts (Senior Benefit Plans) Phoenix Telecom, L.L.C. and Alpha Telcom, Inc.
  239. SEC IMPOSING REMEDIAL SANCTIONS Against Vincent Montagna-Quantus Inc.
  240. Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
  241. Naturally Niagara Beverage Corporation (and its successors), n/k/a Everyones Italian.Com Inc.
  242. Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
  243. Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.
  244. Robertson Stephens, Inc.
  245. Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
  246. 2DoTrade, Inc. Engages in Pump and Dump Scheme
  247. James E. Franklin
  248. Dawn M. Reese of Global Express Real Estate Investment Fund I, LLC
  249. Jonathan Curtis Papa of PHI Ponzu V, Inc., Pon Ponzu V, Inc., Ponzu VI, Inc., Expres
  250. SEC Filed Charges Against Unknown Purchasers of Call Options
  251. Court of Appeals Affirms Jury Verdict and Remedies Imposed Against Maxxon, Inc. Pres.
  252. Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., and National Healthcare Manufacturing Corp.
  253. Riverstone Networks, Inc Former Execs Charged - Romulus S. Pereira et al.
  254. Tracy A. Edwards Resides in San Diego, California Settled SEC Charges
  255. Timothy F. Bell-Resides in Purcellville, Virginia Settled SEC Charges
  256. Schnitzer Steel Industries, Inc. Settled with SEC
  257. Strategy X, Inc. Subpoena By SEC for Non Filings
  258. SEC Settles Charges Against Former i2 Technologies CFO and et al.
  259. SEC Settles with Former Chief Financial Officer of Cornerstone Propane Partners, LLP
  260. Gregory Applegate
  261. SEC Enter Final judgments Permanent Injunction George Carapella and Alan S. Lipstein
  262. Judgment of Permanent Injunction Against Roanoke Technology Corp., et al.
  263. Timothy R. Heyman et al. of Heyman International, Inc
  264. Gari Aldridge et al. of Century Financial Services
  265. Conversion Solutions Holdings Corp
  266. Globe Staff Consulting Corporation Settled With SEC
  267. Paystar Corp., Royal Oak Mines, Inc., Rubber Techonology International, Inc., Surebeam Corp., and Syncronys Softcorp
  268. Ronald J. Goedde, CPA Suspended from Appearing or Practicing Before SEC
  269. Strong Capital Management, Inc.
  270. Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc.
  271. Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc.
  272. Thomas P. Clark former CFO of Health Risk Management, Inc. Charged
  273. Uncommon Media Group, Inc., et al. and Lawrence Gallo
  274. U.S. Gas & Electric, Inc., et al.
  275. Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin of Comverse Technolog
  276. Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
  277. Regald B. Smith
  278. U.S. Wind Farming, Inc., et al. Barred
  279. Anthony P. Postiglione, Jr. and William J. Lennon Fountainhead Hedge Fund on Fraud
  280. Bruce M. Perry and M. Brooks Turkel of Mount Sinai Medical Center of Florida, Inc
  281. Stephen J. Treadway and Kenneth W. Corba of PIMCO Equity Funds Agrees To Settle SEC
  282. LeeRoy Allen, Jr. former CEO of International Biofuel and Biochemical Corp. Barred
  283. Robert Tommassello, et al.
  284. Huntington Bancshares, Inc., Thomas E. Hoaglin, Michael J. McMennamin, and John Van Fleet, CPA
  285. B. N. Bahadur IMPOSING A CEASE-AND-DESIST ORDER
  286. Gregory A. Applegate SEC IMPOSING REMEDIAL SANCTIONS ACCEPTED
  287. Delphi Corporation, J.T. Battenberg, III, Alan Dawes, Paul Free, John Blahnik, Milan Belans, Catherine Rozanski, Judith Kudla, Scot McDonald, B.N Bahadur, Atul Pasricha, Laura Marion, Stuart Doyle and Kevin Curry
  288. iShopNoMarkup.com, Inc., et al.
  289. New Yorker Marketing Corp., Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.), and U.S. Digital Communications, Inc.
  290. H. Quotient, Inc. of McLean, Virginia Settles With SEC
  291. Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards
  292. Eric G. Borrmann Former CFO of McAfee Charged with Fraud
  293. Douglas W. Marcille, CPA of State of Massachusetts Suspended By SEC
  294. Window Rock Capital Corp.a Defaulted Nevada corporation, TX
  295. Pretory USA, Inc. (n/k/a Sunrise Petroleum Resources, Inc.)
  296. Salvatore Favata (aka Sam Favata)
  297. Philip R. Gratz
  298. Michael Moran, James Sievers, Martin Zaepfel, James Cannataro, John Steele, Michael Crusemann and Michael Otto
  299. Sanjay Kumar
  300. Solar Group S.A. and James J. Todd
  301. Dennis S. Herula et al.
  302. Stansbury Holdings et al. Charged With Fraud
  303. Mervin G. Fiessel & Robert M. Doherty British Columbia Securities Commission (BCSC)
  304. Jeremy R. Lent et al. of NextCard, Inc Settled SEC Charges
  305. Stuart Wolff and Peter Tafeen
  306. Horst Hansen
  307. China Continental, Inc. and Xcelera, Inc.
  308. May Capital Group, LLC and Melvin Rokeach
  309. David Kreinberg, CPA resident of Teaneck, New Jersey
  310. Stephen J. Treadway
  311. FuelNation, Inc., SDT Holding Corp., Samessa Holding Corp., Silver Quest, Inc. and Sytron, Inc.
  312. Calneva Capital Corp., Casino Casino Corp., FDN, Inc., Royal Belle Capital Corp., Studio Capital Corp., and Unique Video Products, Inc.
  313. Hartford Investment Financial Services, LLC, HL Investment Advisors, LLC, and Hartford Securities Distribution Company, Inc.
  314. AIC International, Inc., Millennium Sports Management, Inc., and Yankee Dynamo Steel, Inc.
  315. SEC Freezes Russian Stock Hacker's Assets
  316. SEC Freezes Russian Stock Hacker's Assets
  317. Joseph J. Spiegel of Spinner Global Technology Fund, Ltd
  318. www.Exotics.com Gary Thomas a/k/a Gary Thomas Vojtesak i
  319. Raymond J. McNamee of Mad World Capital Group, LLC.
  320. Aspen Technology, Inc. Charged With Accounting Fraud
  321. SEC Charges Thirteen Individuals With Aiding and Abetting Financial Fraud at U.S. Foo
  322. Telvest Communications, LLC, Morgan Spaulding, Inc., and Jackie Gross Settled
  323. Stanislav Shpigelman Sentenced to 37 Months Imprisonment
  324. Indicted - Jung Bae Kim, a.k.a. "John Kim," Won Sok Lee, Yung Bae Kim, KL Group, LLC.
  325. James Charles Blue former Chief of ConAgra Agri Products Companies Charged
  326. SEC Charges Hedge Fund Manager, John M. Fife, and Clarion Management, LLC With Fraud
  327. MBIA to Pay $50 Million to Settle Securities Fraud Charges for Misuse of Reinsurance
  328. Peter Lombardi of Mutual Benefits Corp Sentenced to Twenty Years
  329. Sharon E. Vaughn of Directors Financial Group, Ltd. Settled With SEC
  330. Anthony L. Hurley of Enterasys Networks, Inc., Settled With SEC
  331. SEC Amends Complaint to Charge Houston Attorney Hank A. Vanderkam & Allixon
  332. Durus Capital Management, LLC Founder Sentenced To Jail
  333. RenaissanceRe Holdings Ltd. (RenRe) Settled with SEC
  334. SEC file Charges Against Engineered Support Systems, Inc.
  335. SEC Filed Corrupt Charges Against Texas Based - El Paso Corporation El Paso
  336. SEC Filed Insider Trading Charges - Magnum Hunter Resources, Inc. (MHR)
  337. Gary M. Workman of Enterasys Networks, Inc. Settled With SEC
  338. SEC Filed Insider Trading Charges - Daniel Fongnien Chiang Former Chairman -SINA Corp
  339. Insider Trading Charges Filed Against Seven At Taro Pharmaceuticals Industries, Ltd
  340. Enron's Former Chief Accounting Officer Richard A. Causey Settled
  341. SEC Charges ***le Spence Luacaw of Inflating Revenue
  342. Judge Enterend Default Judgement Against Kirk S. Wright, International Management Ass
  343. Sec Filed Charges Against Former Execs of Enterasys
  344. Capital Alternatives aka Institute for Financial Learning (IFFL) www.iffl.com
  345. Veritas Software Corporation, Ltd Settle With SEC
  346. Richard L. Stern, the former CFO of Bennett Environmental, Inc. Settled With SEC
  347. Judgment By Consent - Thomas Moore Former CEO Biopure Corporation & All
  348. SEC Filed Charges Against Braintree Energy, Inc. and Howard Graham
  349. Tri Energy, Inc. et al.
  350. Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/
  351. Robert A. Magnan, et al.
  352. World Information Technology, Inc., et al.
  353. Glenn E. Glasshagel
  354. Stephen Richards
  355. Rhino Ecosystems, Inc., et al.
  356. Min T. Ma and Joyce Manni Ng
  357. Stewart P. "Tom" Mitchell
  358. Marshall Dornfeld
  359. East Coast Beverage Corp. (n/k/a North American Food & Beverage, Inc.)
  360. Detour Media Group, Inc., DrivingAmerica.com, Inc., Legends Enterprises, Inc., OXIR I
  361. Vertical Capital Partners, Inc. (nka Arjent Ltd.), and Francesca Wolfsohn
  362. MBIA Inc.
  363. Energy Vision International, Inc. (f/k/a Demarco Energy Systems of America, Inc.)
  364. Omnibus Order Directing the Appointment of Tax Administrator in Administrative Procee
  365. Robert Ostrowski and Rees T. Harris
  366. William F. Sorin, Esq.
  367. Auto Wholesale Specialists, Inc., Globalbot Corp., Gsociety, Inc., Icon International
  368. Focus Financial Associates, Inc.
  369. Focus Financial Associates, Inc.
  370. Peter J. Dawson, et al.
  371. Jonathan Curtis Papa
  372. Robert J. Gallivan
  373. David K. Donovan, Sr.
  374. Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
  375. Bart A. Thielbar, David A. Monaghan, Keith W. Beachler, Jana L. Quam And Cary B. Gris
  376. China Energy Savings Technology, Inc., et al.
  377. International Fiduciary Corp., S.A., et al.
  378. Millennium Financial, Ltd.
  379. John S. Kramer, et al.
  380. David N. Anderson and Nancy C. Dipietro
  381. David M. Willey and Joy S. Willey
  382. Didier Waroquiers
  383. Spiro Germenis, et al.
  384. Spiegel, Inc.
  385. Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Le
  386. U.S. Gas & Electric, Inc., et al.
  387. Mercer Capital, Inc, et al.
  388. John Giesecke, Jr., Joseph J. Shew, and John R. DeSimone
  389. Joseph J. Spiegel
  390. Jana L. Quam, CPA
  391. Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
  392. David A. Monaghan, CPA
  393. Deutsche Bank Trust Company Americas, The Bank Of New York, and Wilmington Trust Comp
  394. Lawrence J. Lasser
  395. Able Laboratories, Inc.
  396. Antares Resources Corp.
  397. Antares Resources Corp., East Coast Beverage Corp. (n/k/a North American Food & Bever
  398. Cary B. Griswold, CPA
  399. David A. Hori, CPA
  400. Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC,
  401. Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox and Rita A. W
  402. Cosmetic Center, Inc., Discovery Zone, Inc., Donlar Biosyntrex Corp., Donlar Corp., I
  403. Jeffrey L. Houdek
  404. Todd W. Miller
  405. Whitemark Homes, Inc., Kenneth L. White, Robert B. Early, and Mitchell R. Gordon
  406. Paul Heidbrink, CPA
  407. Exprofuels, Inc., Oilex, Inc., Windsor Acquisition Corp., and Zeros USA, Inc.
  408. Vincent Napolitano
  409. Buffalo Capital V, Ltd. (n/k/a Aladdin Oil Corp.), Echo Springs Water Company, Inc.,
  410. Kelmoore Investment Company, Inc.
  411. Douglas Wachtel (CPA)
  412. Providence Capital III, Inc., Providence Capital IV, Inc., Providence Capital VI, Inc
  413. Pacific Growth Equities, LLC, Stephen J. Massocca, and Robert Katz
  414. Suzanne Brown, CPA
  415. Robert M. Massimi
  416. Bret Grebow
  417. Tempo Securities Corporation, Robert Shiffra, and Dennis Zauszniewski
  418. Fred Alger Management, Inc. and Fred Alger & Company, Incorporated
  419. Capmacco Corp., First CMA, Inc., McCarthy Grenache, Inc. and National CMA, Inc.
  420. OCA, Inc.
  421. Charles R. Eisenstein
  422. Amour Fiber Core, Inc., Bracknell Corp., Continental Real Estate Partners, Ltd., Glob
  423. Lattice Semiconductor Corp.
  424. Glenn E. Glasshagel
  425. Emanuel J. Friedman
  426. Friedman, Billings, Ramsey & Co., Inc.
  427. Marcos Martinez and James Frace
  428. Banc One Investment Advisors Corporation and Mark A. Beeson
  429. Peter Lombardi
  430. Steven J. Landmann and Gary C. Gerhardt of Engineered Support Systems, Inc.
  431. El Paso Corporation
  432. Donald A. Erickson
  433. Gary M. Workman
  434. Daniel Fongnien Chiang and Eva Yi-Fen Chen
  435. Richard A. Causey
  436. ***le Spence Luacaw
  437. Kirk S. Wright, International Management Associates, LLC; International Management As
  438. RenaissanceRe Holdings Ltd.
  439. Scott R. Sacane, et al.
  440. LeeRoy Allen, Jr.
  441. Aleksey Kamardin
  442. MBIA Inc.
  443. Concetta A. Donovan and David K. Donovan, Sr.
  444. Guillaume Pollet
  445. Sharon E. Vaughn and Directors Financial Group, Ltd.
  446. Anthony L. Hurley
  447. Allixon International Corp., et al.
  448. Enrique (Henry) Fiallo
  449. The Dow Chemical Company
  450. Patel et al.
  451. Braintree Energy, Inc. and Howard Graham
  452. Michael G. Velasco
  453. Luiz Gonzaga Murat Júnior and Alexandre Ponzio De Azevedo
  454. GetAnswers, Inc., et al.
  455. GetAnswers, Inc., et al.
  456. Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P.
  457. Blue Bottle Limited and Matthew C. Stokes
  458. Crestview Capital Partners, LLC and Stewart R. Flink
  459. Biopure Corporation, et al.
  460. Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. St
  461. Ryan Ashley Brant
  462. Ravi V. Kothare, Sterling Capital Planners, Inc., S.F. Advisors, LLC d/b/a Affinity C
  463. Myron F. Olesnyckyj
  464. Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Aya
  465. Gregory A. Brady, et al.
  466. Keith G. Baxter, et. al.
  467. Leslie Mersky, et al.
  468. Veritas Software Corporation
  469. Matthew E. Kopsky and Ronald W. Davis
  470. Howard R. Baer and Kevin C. Baer
  471. James E. Franklin, et al.
  472. Concorde America, Inc., et al.
  473. Grand Logistic, S.A., et al.
  474. Friedman, Billings, Ramsey & Co., Inc., Emanuel J. Friedman and Nicholas J. Nichols
  475. Paul E. Yarick
  476. Credit First Fund, LP, et al.
  477. Richard D. Power, Edward Federman, and Richard J. "Skip" Heger
  478. Michael G. Velasco
  479. James Barlow Smith, et al.
  480. Uncommon Media Group, Inc., et al.
  481. Lindsey P. Vinson and Clyde R. Parks
  482. Alfred S. Teo, Sr., et al.
  483. Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones
  484. International Energy and Resources, Inc.
  485. U.S. Gas & Electric, Inc., et al.
  486. Edwin Buchanan Lyon, IV, Gryphon Master Fund, L.P., Gryphon Partners, L.P., Gryphon P
  487. Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. St
  488. Adam M. Lloyd, Carl D. Udler, and Howard J. Miller
  489. John F. Mangan, Jr.
  490. Joseph J. Spiegel
  491. Exotics.com, Inc., et al.
  492. OSF, Inc. et al.
  493. John M. Fife and Clarion Management
  494. Jack Calvin, et al.
  495. Angelo Haligiannis, et al.
  496. Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith
  497. International Fiduciary Corp., S.A., et al.
  498. Edward A. Kiley, et al.
  499. HMC International, LLC., et al.
  500. John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital P
  501. James Charles Blue, Randy Cook and Victor Campbell
  502. Jung Bae Kim, a.k.a. "John Kim," Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida
  503. U.S. Wind Farming, Inc., et al.
  504. Suzanne Brown
  505. Jackie Gross, et al.
  506. Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin
  507. Paul R. Johnson, et al.
  508. Sonja Anticevic et al.
  509. Roanoke Technology Corp., et al.
  510. Lawrence B. Evans, David L. McQuillin, and Lisa W. Zappala
  511. SEC Filed Temporary Restraining Order Against Platinum Capital Advocates
  512. SEC Filed Settled Injunctive Against Northbrooks & CrestView Capital Partners
  513. SEC Charges 14 Defendants in Wall Street Insider Trading Ring
  514. SEC Amended Complaint- Charles S. Flemming, Ashlin Capital, LLC, and Kyoto Capital
  515. Judge Entered Decision Against C. Burt Duren & Others of One Price Clothing Stores,
  516. SEC Settled KMART Vendor Allowances Charges
  517. Charles B. Spadon of Triumph Capital Group Entered Consent Agreement
  518. SEC Freezes $5.4 Million Assets of TXU Corp. (Unknown Purchasers)
  519. SEC Freezes Assets of JSC Parex Bank Held With A Latvian Base Bank
  520. SEC Cracks down On Spam Trading Scams
  521. Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds, and Success Trust and Holding LLC
  522. C. Paul Sandifur, Jr., et al. - Metropolitan Mortgage & Securities Co., Inc.
  523. Conrad M. Black, F. David Radler and Hollinger Inc.
  524. Barry Hertz
  525. Raymond Burghard and eSafetyWorld, Inc. (n/k/a EZ Auctions and Shipping Inc.)
  526. Burton G. Friedlander, et al.
  527. Blue Bottle Limited and Matthew C. Stokes
  528. Cyberkey Solutions, Inc. and James E. Plant
  529. Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Le
  530. Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Aya
  531. Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Amer
  532. Beacon Rock Capital, LLC and Thomas Gerbasio
  533. Roger Blackwell et al.
  534. Collins & Aikman Corporation, David A. Stockman, J. Michael Stepp, Gerald E. Jones, D
  535. Myron F. Olesnyckyj former General Counsel of Monster Worldwide, Inc.- Settled
  536. Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs
  537. Former Enron Lawyers Jordan H. Mintz and Rex R. Rogers Charged
  538. SEC Settled Charges Against Nicor, Inc - Jordan H. Mintz and Rex R. Rogers
  539. First United Financial Group, LLC, et al.
  540. Steven E. Thorn, et. al
  541. Steven E. Thorn of RMAZ, LLC (RMAZ)
  542. Martin E. Kenney, Jr.
  543. Tenet Healthcare Corporation, David L. Dennis, Thomas B. Mackey, Christi R. Sulzbach,
  544. Jimmy Lynn Bradley and Lesley Don Cole of UCAL Settled SEC Charges
  545. One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp.
  546. David McQuillin Former Aspen CEO Pleads Guilty to Securities Fraud
  547. Edgar B. Alacan
  548. Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC
  549. Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Ale
  550. GetAnswers, Inc., Officials Settled SEC Charges
  551. Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter
  552. Novus Technologies, LLC, a Utah limited liability company, Ralph W. Thompson, Jr., Du
  553. Blake A. Prater and Wellspring Capital Group, Inc.
  554. Kevin J. Heron
  555. Concorde America, Inc., et al.
  556. Concorde America, Inc., et al.
  557. Nu Star Holdings, Inc. et al.
  558. Kevin J. Heron
  559. Aquacell Batteries, Inc. and Michael J. Naste
  560. Sanjay Kumar and Stephen Richards
  561. Sanjay Kumar and Stephen Richards Computer Associates International, Inc., ("CA")
  562. Sherwin P. Brown, Jamerica Financial and Brawta Ventures
  563. Bernard Shinder of Bio One Corp. Ordered To Pay $120,000
  564. Richard M. Scrushy
  565. Gary K. Melton - SEC CHARGES HUSBAND OF AMGEN VICE PRESIDENT WITH INSIDER TRADING
  566. Joseph P. Nacchio
  567. Nancy R. Heinen and Fred D. Anderson
  568. International Fiduciary Corp., S.A., et al.
  569. Merle D. Lewis, Richard R. Hylland, Kipp D. Orme, and Kurt D. Whitesel
  570. Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P.
  571. Cosmo Corigliano, Anne M. Pember, Casper Sabatino, and Kevin T. Kearney, Defendants,
  572. Starcash, Inc., et al.
  573. Baker Hughes Incorporated and Roy Fearnley
  574. Global Health, Global Clearing, Global Securities, Goldman Quintero & Associates, Vin
  575. Blue Bottle Limited and Matthew C. Stokes
  576. Richard D. Power, Edward Federman, and Richard J. "Skip" Heger
  577. Alexis Ampudia, a/k/a Alexis Geancarlos Ampudia Navalo, a/k/a Alexis Emias, a/k/a Ale
  578. Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc.,
  579. Michael R. Bretzel, Lawrence Ford, II, Real Estate Funding, LLC and Heritage Funding
  580. Capitol Distributing, LLC and Terry M. Phillips
  581. Michael R. Bretzel, Lawrence Ford, II, Real Estate Funding, LLC and Heritage Funding
  582. Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
  583. Lydia Capital, LLC et al.
  584. Gary V. Morris
  585. Frank J. Russo of FJR Corporation, Russo Associates Limited Partnership and Eliot Pa
  586. One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp, Suni
  587. Kan King Wong and Charlotte Ka On Wong Leung
  588. Albert E. Parish, Jr., Parish Economics LLC and Summerville Hard Assets LLC
  589. Penthouse International, Inc., Charles Samel and Jason Galanis
  590. World Information Technology, Inc.
  591. Jack Calvin, et al.
  592. Jennifer Xujia Wang, et al.
  593. Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendan
  594. One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp., Aja
  595. ***le Spence Luacaw
  596. The BISYS Group, Inc.
  597. Arthur A. Goodwin
  598. Universo FoneClub Corporation, et al.
  599. Robert Goehring of Gerber Scientific, Inc.
  600. Raymond C. Chop and Nicholas F. Chop
  601. Roger D. Blackwell et al
  602. Frederick David Jones and Mark Godden
  603. Barclays Bank PLC and Steven J. Landzberg
  604. William A. DiBella, et al.
  605. David Lon Nally
  606. Brocade Communications Systems, Inc.
  607. Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharl
  608. Lohmus Haavel & Viisemann, et al.
  609. Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, James J. Koz
  610. O.J. Chidolue of Houston, Texas
  611. Harold S. Longs and Your Money Worth, Inc.
  612. Michael J. Snyder
  613. Justin Scott and Omid Kamshad, et al.
  614. C. Wesley Rhodes, Jr., Rhodes Econometrics, Inc., the Rhodes Company, and Resource Tr
  615. Amit Mathur, et al.
  616. Mark R. Conway
  617. Michael J. Snyder
  618. Pension Fund of America L.C., et al.
  619. Security Asset Capital Corporation, et al.
  620. World Information Technology, Inc., et al.
  621. David A. Schwinger
  622. Mutual Benefits Corp., et al.
  623. Joseph Galamb
  624. Peter W. Fisher, N. Tyler Fisher, David B. Stocker, Phillip W. Offill, Jr., and Colle
  625. Terese Dearmin and Richard Harris
  626. Tom Shanahan and Clem Hannon
  627. Romano Ancelmo Fontana Filho
  628. Scott A. Christian
  629. SEC entered Final Judgement Against Alfred S. Teo, Sr., et al
  630. SEC Charges Former Enron Executive Jeffrey McMahon
  631. International Fiduciary Corp., S.A., et al. - Daniel Eric Byer & and Malcolm Cameron
  632. Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; L
  633. SEC Entered Judgement Against Scott A. Christian of Trautman Wasserman
  634. Rob Roy J. Graham - Former CFO of Intervoice Charge with Fraud
  635. Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, Ge
  636. Kevin B. Collins of IBM Charged With Aiding Dollar General
  637. GLG Partners, L.P.
  638. Simpson Capital Management, Inc., et al Involved in Scheme Says SEC
  639. John J. Lawbaugh Former CEO of 1st Atlantic Guaranty Corp. Charged
  640. Eric E. Resteiner, et al. of Church of Christ Scientist Sentenced
  641. Cyberkey Solutions, Inc. and James E. Plant
  642. Michael W. Sulfridge Former Controller of Settled Image Entry, Inc With SEC
  643. Bunchan, Tan, Rochon WMDS, Inc and OneUniverseOnline, Inc.
  644. Si Chan Wooh Former Exec of Schnitzer Steel Industries, Inc.
  645. Philip C. Galbo and Larry Solberg
  646. US Attorney - Three Former Countrywide Financial VPs Agree To Plead Guilty To Insider
  647. James P. O'Donnell, Jay D. Bolding and Debra L. Keith; Kenneth W. DiFonzo; Dwight J.
  648. Chancellor Corporation, et al.
  649. Veritas - Mark Leslie, Kenneth Lonchar, Paul Sallaberry, Michael Cully & Douglas S.
  650. Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell & Roxford
  651. The Hockey Barn LLC and CEO Jeffrey J. Coleman Charged With Defrauding Seniors
  652. Amerifirst Funding, Inc., Amerifirst Acceptance Corporation, Jeffery C. Bruteyn and D
  653. U.S. Sustainable Energy Corporation and John D. Stanton
  654. Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter
  655. The Hockey Barn LLC and Jeffrey J. Coleman
  656. Graham J. Lefford
  657. Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney
  658. Darrel T. Uselton & Jack E. Uselton Individuals in A Penny Stock Spam Campaign Invo
  659. Raymond C. Chop and Nicholas F. Chop
  660. TG Capital, LLC, Thanh Viet "Jeremy" Cao, and Lodavina Grosnickle
  661. 17 year Old Aleksey Kamardin Involved in Stock Manipulation
  662. Roderic Lee Boling III, Anna August Boling, Jeffrey Scott Mills and Direct Results of
  663. CEP Holdings, Inc. D/B/A Colonendparenthesis.net, Trevor Reed, Clayton Kimbrell and C
  664. The Hockey Barn LLC and Jeffrey J. Coleman
  665. Tasty Fries, Inc., Edward C. Kelly and Louis M. Kelly
  666. SEC File ChargesMichael F. Shanahan et al. of Engineered Support Systems, Inc.
  667. AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao
  668. Lorine Sweeney and Gary Scherping; Ilona Kay Collin; David Eric Nesvisky; Robert Alle
  669. Samuel Aaron Meltzer
  670. James M. Materna, John R. Holtzhauser, and Paul R. Venesky
  671. Alan D. Libman, a/k/a Damian Vanderhaus
  672. Global Finance & Investments, Inc., Charles R. Davis, Lucre Fund, LLC, JTA Enterprise
  673. David C. Drummond, John P. Hayes, and Patrick E. Murphy, and Patrick T. Chew
  674. Shane Bashir Suman and Monie Rahman
  675. John C. Charters and Richard E. Fresia
  676. Phoenixsurf.com, New Millenium Enterpreneurs, LLC, Jonathan W. Mikula, and Gabriel J.
  677. ConAgra Foods, Inc.
  678. International Fiduciary Corp., S.A., et al.
  679. Kenneth L. Schroeder and KLA-Tencor Corp.
  680. Euro Security Fund, et al.
  681. Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Ma
  682. Robert Therrien Former Chairman & CEO of Brooks Automation Charged w/Securities Fraud
  683. KPMG, LLP, et al., and Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D
  684. Cardinal Health, Inc.
  685. Delta & Pine Land Company and Turk Deltapine, Inc.
  686. International Energy and Resources, Inc.
  687. Ragone and New York Partnership Exchange, Inc.
  688. Court Issued Final Judgement Against Dean A. Nichols Performance Food Group Company
  689. Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
  690. Integrated Silicon Solution, Inc. and Gary L. Fischer
  691. Carole D. Argo of SafeNet, Inc. Charged With Fraudulent Schemes
  692. Global Asset Partners, LLC, et al.-Joseph C. Lavin Charged with Defrauding Investors
  693. Joseph A. Frohna of U.S. Bancorp Asset Management, Inc Settled With SEC
  694. One or More Unknown Purchasers Call Options for the Common Stock of Petco Animal S
  695. Michael J. Pietrzak, Maurice W. Furlong and Donald E. Jordan of Hexagon Consolidated
  696. Jerry K. Castleman and Kathleen M. Lynn
  697. SEC Filed Charges Against David E. Tether Former CEO of Solomon Technologies, Inc.
  698. Steven E. Muth a Resident of Denver, Colorado
  699. Sierra Brokerage Services, Inc., et al.
  700. SEC Filed Fraud Charges Against First BanCorp
  701. Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert
  702. Thomas Fisher, Kathleen Halloran, and George Behrens
  703. Kenneth Roy Weare, a/k/a Roy Weaver, J&K Global Marketing Corporation, and AAA-Auctio
  704. Gershon Tannenbaum and Jay M. Vermonty
  705. Premium Income Corp., InForex Ltd., Tri-Forex International Ltd., also known as Tri-F
  706. Wood River Capital Management, LLC, et al.
  707. New Pump−and−Dump Scheme Fuels 30 Percent Hike in Spam
  708. AmeriFirst Funding, Inc., AmeriFirst Acceptance Corporation, Jeffery C. Bruteyn and D
  709. Earthly Mineral Solutions, Inc., Natural Minerals Processing Company, Roy D. Higgs, F
  710. Eric Turner and Kenneth May
  711. Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell De
  712. AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao, et al.
  713. Anthony P. Postiglione, Jr. and William J. Lennon
  714. Brian Lee and Todd DiRoberto, et al.
  715. Michael G. Smeraski, et al.
  716. Roger D. Blackwell et al
  717. Inter Global Technologies, Inc. and Michael E. Tomayko
  718. Century Bank, FSB, Santa Fe, New Mexico
  719. Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffitt, Robert S. Parsley, and Natio
  720. Michael J. Byrd
  721. 2DoTrade, Inc. et al.
  722. John M. Fife and Clarion Management, LLC
  723. Textron Inc.
  724. Sentinel Management Group, Inc.
  725. Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, In
  726. Charles O. Morgan, Jr., as Personal Representative of the Estate of Frederick J. Kune
  727. Brian N. Hollnagel and BCI Aircraft Leasing, Inc.
  728. Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, In
  729. Pittsford Capital Income Partners, L.L.C., et al.
  730. Lisa C. Berry and Juniper Networks, Inc.
  731. Roger D. Blackwell et al
  732. Scott R. Sacane, et al.
  733. FacePrint Global Solutions, Inc. and Pierre Cote
  734. Integrated Electrical Services, Inc., Herbert R. Allen, Richard L. China, Thomas E. S
  735. Chandramowli Srinivasan
  736. Joseph Simone, et al.
  737. Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett
  738. Paul Harary and Douglas Zemsky
  739. Mark Ristow et al.
  740. Darin DeMizio, et al.
  741. Joseph Simone, et al.
  742. Joseph P. Keeney
  743. Mohamad Zein and Provident Capital Investments Inc.
  744. Michael B. Upton
  745. Alexander James Trabulse et al.
  746. SEC vs Charles P. Trigilio - Equity Trader
  747. Phillip W. Offill, Jr., David B. Stocker, Shane A. Mullholand, Ryan M. Reynolds, Timo
  748. Marlin S. Hershey
  749. Morris Gad and Nathan Rosenblatt
  750. Mohamad Zein and Provident Capital Investments Inc.
  751. Charles P. Trigilio, Investment Advisor of Arcadia, Calif.
  752. Gregg Ashley Smith and Elliot Joel Smith
  753. Federal Home Loan Mortgage Corporation, et al.
  754. Monty Fu
  755. Peter Warren and Exo-Brain, Inc.
  756. Advance Body Imaging, LP, Consulting Dynamics, Inc., and Stanley Johnson
  757. Buca, Inc.
  758. Gioacchino De Chirico
  759. Daniel Joseph McKay
  760. Salvador Chavarria, Glenn D. Leftwich and John A. Nieto
  761. U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Maceiras, Leonardo Maceira
  762. Mark R. Conway, et al.
  763. Meridian Holdings, Inc., Anthony C. ***e, and Michelle V. Nguyen
  764. York International Corporation
  765. Robert D. Doty, Jr. and Gene S. Foster, et al.
  766. Urs Kamber, Stephan Husi and Richard Jon May
  767. Cedric